Business Services

Dart Ventures offers spectrum of business services across Front / Middle / Back Office in Capital Markets, including but not limited to the following

Front Office / Capital Markets Transformation

  • Order Management Systems (OMS)
  • Execution Management Systems (EMS)
  • Quote Capture
  • Availability Checks / IOIs
  • Trade execution, Trade Capture and Trade Lifecycle Management for Macro Products (Interest Rates, Credit Derivatives, Equity Derivatives, etc)
  • Swap Execution Faculty (SEF) connectivity and integration for Pre-Trade Quote Capture and Post-Trade Execution and Lifecycle Management (Example SEF’s include – Bloomberg, TradeWeb, DealerWeb, ICAP, etc)
  • Integration with Murex, Calypso, Charles River, etc
  • Swap Dealers, Executing Brokers, Clearing Brokers and Prime Brokerage Services
  • Dealer-to-Dealer and Dealer-to-Client Services
  • Pre-Trade Risk Limits / Checks
  • Best Execution

Middle Office / Ops Markets Transformation

  • Trade Affirmation and Confirmation Services via DTC, NSCC, CNS, CTM, M2I for US dollar + Euroclear on the non-US dollar trade flows.
  • Connectivity with external matching platforms like – Omgeo, Traiana, MarketAxess, Markit and ICELink
  • Connectivity with external clearing houses like – LCH, CME, Eurex
  • Connectivity and integration with other providers like
    • Broadridge for products like FinancePro, Impact, Gloss, etc
    • FIS Loanet for Sec Lending
    • Finastra Loan IQ
  • Corporate Actions for Equity and Fixed Income / Macro Products and integration with Markit / OCC
  • Position Management
  • Blocks / Allocations and Fills Management
  • Trade and Positions Blotters
  • Option Lifecycle Management and Expiry Blotters
  • Custodian Service / Asset Servicing via BNY / Pershing / Mellon
  • Compressions & Nettings via TriOptima or other 3rd party services
  • Participating in the CCP DMPs (Default Management Process) drills.

Back Office Transformation

  • Risk Management (Credit and Market Risk)
  • Margin Management
  • Collateral Management
  • Exposure Management
  • Funding and Liquidity
  • Treasury Services
  • Inventory Management
  • Settlements
    • Wires/ SPOs
    • T+1 Settlements
  • Cash Management
  • Billing Management
  • Reconciliations (FOBO, BOBO)
  • Fails Management (Exception Management)

Regulatory Reporting

  • CFTC Dodd Frank
  • CFTC SEF (Swaps Execution Facilities)
  • CFTC Clearing
  • ESMA Clearing
  • MIFID-II
  • FINRA (TRACE Reporting)
  • LIBOR transitioning
  • Brexit
  • and FINRA (SLATE Reporting – 2026!)